Job Details

A company is looking for a Compliance Manager to execute key parts of its compliance program and ensure regulatory excellence.Key ResponsibilitiesPerform periodic compliance risk assessments and formal testing of controls to identify vulnerabilities and develop risk mitigation strategiesDesign and oversee a program for managing consumer complaints, ensuring categorization, investigation, and remediation in line with regulatory expectationsManage the compliance lifecycle for third-party vendors, including due diligence, compliance control assessment, and ongoing monitoringRequired Qualifications5+ years of experience in compliance, legal, or risk management within the Fintech or Financial Services industryStrong understanding of financial regulations such as UDAAP, Reg E, and Reg PProven ability to tackle complex challenges independently with an analytical mindsetExcellent organizational skills for managing multiple high-priority projects in a fast-paced environmentForward-thinking mindset with enthusiasm for transforming compliance workflows using emerging technologies